The First Amendment
“Congress shall make
no law…abridging the freedom of speech, or of the press…”
Overview: 1st A is incorporated into the Due Process clause of the 14th A & applies to state / local gov’t. An abridgment is anything that chills, penalizes, or unduly burdens. Special problems with 1st A issues are: vagueness, overbreadth, and prior restraints. Speech is anything that is expression; distinguish from conduct. The right to speak is not absolute. Start with content neutrality – no regulating content (strict scrutiny unconstitutional on its face), but may have incidental effects on content (using intermediate scrutiny).
Freedom of Expression:


R.A.V.
v. City of
(1) within the constitutional power
of gov’t?,
(2) furthers important or substantial gov’t interest?,
(i.e. important/substantial ends)
(3) gov’t interest unrelated to suppression of free expression?,
(i.e. content-neutral / not speech)
(4) incidental restriction on alleged 1st A freedoms not greater than what’s essential?
(i.e. essential means)
Distinguish between content-neutral regulations (O’Brien test) and content-based restrictions (strict scrutiny).
Note: communication may be in the mind of the communicator. Everything turns on the purpose or intent of the gov’t in restricting the message. We have a 1st A to serve the purposes of: truth, politics, check on official power, and individualism / autonomy.
Regulating Harmful Messages:
Abrams v.
Schenck
v.
Whitney v. CA (1927): Brandeis opinion said that “there must be reasonable ground to believe that the danger apprehended is imminent … Fear of [future] serious injury alone [is not enough] …Only an emergency can justify repression.” (later overruled)
Yates
v.


Stewart v. McCoy (2002): giving advice to a street gang is not protected speech because the 1st A does not prevent restrictions on speech that have clear support in public danger.
Defamation and Privacy:

New York Times v. Sullivan (1964): public official sued NYT for publishing a defamatory advertisement. Since free debate requires breathing space to make false assertions (errors are inevitable), repression can only be justified where there’s a clear and present danger of the obstruction of justice. A public official can recover for defamation by showing proof that the statement was made with actual malice.
i.e. knowledge that it is false or with reckless disregard for the truth.

Gertz v. Robert Welch (1974): a private person can recover for defamation by proving only negligence. Private person must still prove actual malice in order to recover punitive damages.
Dun & Bradstreet (1985): a private person may recover for defamation against another private person where there is no public concern, and may be awarded punitive damages without finding actual malice.
Hustler Magazine v. Falwell (1988): a public figure (Falwell) cannot recover damages for IIED emotional distress without showing actual malice. Also, a parody is not libel b/c it is not a fact-statement.

Bartnicki v. Vopper (2001): private phone call was illegally taped and broadcast by an innocent radio station. Privacy concerns give way when balanced against the interest in publishing matters of public importance. Once cost is the loss of privacy. Held, broadcast of illegal taping protected.
Note: the rule you choose is based on who is defamed (public = NYT; private = Gertz).
Obscenity and Indecent Speech:
Overview: obscenity has long been outlawed by many states. The Supreme Court ruled in Roth that “obscenity is material which, if considered as a whole, predominantly appeals to prurient interest[1] – a shameful or morbid interest in nudity, sex, or excretion.” They say that obscenity has no value.
Miller v.
Paris Adult Theatre v. Slaton (1973): gov’t has a valid regulatory interest in prohibiting obscene materials because there is an arguable correlation between obscenity and crime. Legislature may assume obscene materials are harmful, and courts should defer to the legislature on this issue.
Child Pornography Cases: Ferber (’82) held that state may ban child porn because this protects the children; whereas in Ashcroft v. The Free Speech Coalition (2002) the court held that virtual child porn cannot be banned bc “1st A freedoms are in danger when gov’t seeks to control thought…and speech is the beginning of thought.”
City of
City of
Fighting Words, Captive Audiences, and Hate Speech:

Chaplinsky v.
Fighting words are “of such slight social value as a step to truth that any benefit which may be derived from them is clearly outweighed by the social interest in order and morality.” Fighting words are about provocation.
Cohen
v.
Dissent: this was mainly conduct and little speech.
Notes:
Radio and Television are subject to different, less protective, 1st A rules than print media. One reason is that they are more intrusive. Another reason is that there are only a limited number of people who can publicly broadcast on radio and tv (limited availability).
The heckler’s veto is “if they speak, I will attack them.” This would, in effect, silence speakers because they would lose their right to speak because of the fighting words doctrine.
Captive audiences (those stuck in their office, classroom, home) have two options: leave or restrict the speaker. Speech gets less protection when it confronts a captive audience.
Hate speech can be motivated by a variety of objectives: true threats, incitement, provocation, cause harm, to express a powerful message, etc.
Commercial Speech:
Overview:
commercial speech is speech proposing a commercial transaction. Commercial speech is not commercial just
because you do it for money. It is
protected, but it is less protected than fully protected speech. Commercial speech falls under the
Speech with a Government Nexus | Public Forum Doctrine:
Overview: the gov’t may have additional powers to regulate speech when it is not only acting as a regulator but also as an employer, property owner, or source of funding. The public forum doctrine is when the gov’t acts as a property owner; note and remember that it is different than the time, place, and manner regulations. The test for the public forum doctrine is: must be content neutral, significant or important gov’t interest, and narrowly tailored means, and adequate alternate channels of communication. Traditional public forums are mostly limited to sidewalks, streets, and parks; airports are not a public forum. Gov’t can also designate its property as a public forum, known as a designated public forum, and is revocable at will. Non-public forums can be regulated in any way reasonable, even if based on content, so long as it is viewpoint neutral. People have to be invited in to participate in order to be considered a forum. Time, place, manner restrictions require alternate channels.
Hague (1939): started the public forum doctrine, which says that state property traditionally open for expressive purposes may not be closed off or abridged for reasons relating to the content of the proposed expression, but the state may impose reasonable “time, place, and manner” restrictions on the use of public property.
Hill v. CO (2000): statute prohibited anti-abortion activists to be within 100 feet of a clinic to knowingly approach within 8 feet of another person without consent to pass out leaflets, display a sign, etc. Majority upheld statute as a valid time, place, or manner regulation that was content neutral and narrowly tailored to protect unwilling listeners from unwanted communications (right to be left alone).
Ward v. Rock Against Racism (1989): a regulation of the time, place, or manner of protected speech must be narrowly tailored to serve the government’s legitimate content-neutral interests but it need not be the least restrictive or least intrusive means of doing so. Narrow tailoring is satisfied so long as the regulation promotes a substantial gov’t interest that would be achieved less effectively absent the regulation. Content-neutral regulations receive lower scrutiny. The Ward test is extremely deferential, and is like the rational basis test.
Perry (1983): the “Perry test” is about speech restrictions on gov’t property (i.e. the public forum doctrine). It says that in a nonpublic forum, the gov’t can impose any reasonable regulation so long as there is no viewpoint discrimination. The Perry test does not apply to content-neutral regulations – apply O’Brien instead.
International Society for
Note: spending on campaigns counts as speech.
Unconstitutional Conditions:
Overview: If gov’t is paying you to speak, then there is no abridgement of speech. This doctrine may not work because it’s too hard to determine what is a punishment and what is a reward.
Rust v. Sullivan (1991): gov’t made a condition to a benefit where gov’t funds were not given to places that aided abortion. Held, when the gov’t uses public funds to establish a program it is entitled to define the limits of that program.
Rosenburger v. Rector (1995): a Christian newspaper at a public University was denied funding because it primarily promoted religion. Held, this is unconstitutional viewpoint discrimination; struck down the funding ban.
Legal Services Corp. v. Velazquez (2001): condition prohibited grant recipients from challenging existing welfare law, even so far as requiring that attorneys withdraw. Held, gov’t may not effect the serious and fundamental restriction on advocacy of attorneys and the functioning of the judiciary.
Speech within Government Institutions:
Overview: Gov’t can regulate if reasonable and content-neutral.
Note also: military personnel, prisoners, and public school children all get less 1st A rights than regular citizens.
Prior Restraints:
Overview: the clearest example of a prior restraint is a licensing scheme. If you speak without permission, you get punished for not getting permission to speak. The focus is on if the licensing scheme is permissible.
Madsen v. Women’s
Overbreadth & Void for Vagueness:
Overview: void for vagueness is concerned about unbridled discretion of officers and due process notice requirements. Overbreadth must be substantial in order to challenge a law on its face, rather than as applied.
Board of Airport Commissioners v. Jews for Jesus (1987):
Freedom of Association:
Board of Directors of Rotary International v. Rotary Club
of
Boy Scouts of
Free Exercise of Religion:
Employment Division v. Smith (1990): π fired from gov’t job for using peyote at his Native American Church. If a law / prohibition has only an incidental effect on religion, then use rational basis. But if a law / prohibition has the purpose to discriminate, then use strict scrutiny (compelling reason). Allowing one “to become a law unto himself” is dangerous to society and could be courting anarchy. Held, the firing was not unconstitutional.
Note: Yoder and Sherbert used strict scrutiny even though the law didn’t intentionally discriminate. These cases were the exceptions to Smith. The Sherbert decision was due to special individualized circumstances in the unemployment compensation context. Yoder was a case that involved not only free exercise of religion, but also a fundamental right to educate one’s children (the hybrid exception).
The Establishment Clause:
Everson v. Board of Education (1947): the establishment of religion clause of the 1st A means the following:
* No gov’t churches; * no laws aiding religion; * no forcing church attendance or professing beliefs; * No taxes to support religion; * no gov’t participation in religion. This is all intended to erect “a wall of separation between church and state.” While the gov’t may not handicap religion, it must also not favor one either. Accommodation of religion is o.k. Held, using public funding to help finance busing students to private parochial schools is not unconstitutional.
Wallace v. Jaffree (1985): mandating a moment of silence is unconstitutional because its purpose is to foster school prayer.
Lemon v. Kurtzman (1971): the “Lemon test” says that for a statute to survive it must:
1) have a secular purpose,
2) have a primary effect that does not help or hurt religion (neutral effect), and
3) no excessive entanglement of religious and gov’t institutions.
Note: a fourth factor may be whether the involvement causes divisiveness (religious fights w/in gov’t).
The Lemon test is still good law, but many Justices ignore it / don’t apply it. Coercion automatically violates the establishment clause – the fight is over what counts as coercion. Discrimination amongst religions also violates the establishment clause.
Government Endorsement of Religion:
Overview: to determine whether there is gov’t endorsement of religion, use a three-part test: 1) non-coerciveness, 2) accommodation or passive acknowledgement, 3) similarity to accepted historical practices. There is a strong presumption against the display of religious symbols on public property.
Lee v. Weisman (1992): prayers were going to be made at a high school graduation ceremony. Π objected to the prayers. Held, the State’s involvement in the school prayers violates the establishment clause of the Const. There is a psychological indirect coercion, or an inducing student participation.
Zelman v. Simmons-Harris (2002): a school voucher program that reimbursed parents for sending their children to schools of their choosing. Most went to religious schools. Held, this is a private choice, not direct aid, and is therefore neutral to religion and does not violate the establishment clause.
Locke v. Davey (2004): the state gave scholarships to college students so long as the student would not go to a theology school. This was held to be constitutional under the free exercise clause, and without animus towards religion. “The state has merely chosen not to fund a distinct category of instruction.”
Cutter v. Wilkerson: see HO3
FEDERALISM
Overview: federal systems is one where power is divided between two different levels of gov’t. We have a national gov’t and state gov’t. Our third level is local gov’t, which is a creature of state law. The national gov’t has only the powers enumerated by the Constitution, except for foreign affairs. Assume states always have unlimited (plenary) power unless it is taken away by the Constitution.
Preemption Doctrine: when state laws conflicts with Federal, Federal preempts (trumps) state law.
McCulloch
v.
Commerce Power: Art 1, Sec 8, Clause 3 gives congress the power to regulate commerce among the several states. Congress may regulate interstate commerce under its commerce power (1) channels, (2) instrumentalities (persons/things), and (3) activities w/ a substantial effect on interstate commerce.
Necessary and Proper: means, in practice, “reasonably related to legitimate ends.”
Gibbons v.
Wickard v. Filburn (1942): Congress put quota on agricultural production of wheat, and court held that the power to regulate commerce includes the power to regulate the prices at which commodities in that commerce are dealt in and practices affecting such prices. In the aggregate, the effect on commerce could be substantial.
Heart
of Atlanta Motel v.
See also Reyche (marijuana case)
Note: the activity being regulated has to have a substantial effect on interstate commerce, and it is limited to economic activity that has a substantial effect on interstate commerce. This is potentially a very broad power.
RECONSTRUCTION
AMENDMENTS
Overview: The 14th and 15th Amendments require State Action. The 13th A can only be used to abolish slavery, whether there’s state action or not.
The Civil Rights Cases (1883): private action is to be remedied by the state. State Action is to be remedied by Congress. i.e. If state law discriminates, then the Feds can butt in.
Jones v. Alfred H. Mayer (1968): π sued because
private real estate developer refused to sell them a home because of race. Under the 13th A, Congress has the
power to pass all laws necessary and proper for abolishing all badges and
incidents of slavery in the
Katzenbach v. Morgan (1966): literacy tests given with intentional discriminatory use are unconstitutional because it is plainly adapted to the aims of the Equal Protection clause. However, violation of § 1 was not proven. Held, Congress can remedy the potential for abuse of § 1 (a prophylactic approach that is congruent and proportional to a history of past violations).
City of
City of
11th
AMENDMENT AND SOVEREIGN IMMUNITY
Overview: local
governments do not have sovereign immunity.
State law says what is local or state.
Sovereigns may waive their own immunity by explicitly consenting to
suit. Congress can not override
(abrogate) state’s sovereign immunity by using its article 1 commerce powers. The
Seminole
Tribe v.
Alden v.
Kimmel
v.
Board of Trustees v. Garrett (2001): the Americans with Disabilities Act exceeds § 5 power (unconstitutional) because the disabled only get a rational basis review. Also, private sector discrimination is not state discrimination, and is therefore irrelevant in the Congressional record. In order to authorize private individuals to recover money damages against the States, there must be a pattern of discrimination by the States which violates the 14th A, and the remedy imposed by Congress must be congruent and proportional to the targeted violation. Congress can not rewrite substantive law already decided by the Supreme Court.
Hibbs: Family Leave Act is Constitutional (6/3 vote).
Lane: Act requiring access for disabled to the courts is Constitutional (5/4 vote).
TAXING POWER (Art I.
Sec. 8):
Overview: the issue under the taxing power used to be whether it is a tax or a penalty. In the pre-new deal era, penalties / punishment were not allowed under the taxing power. It has to really be a tax, and not a fine or a penalty. However, later cases have abandoned this theory, and courts are now without authority to limit the exercise of the taxing power unless it violates Constitutional rights.
SPENDING POWER:
1) Spending power must be in pursuit of the general welfare (with deference to Congress)
2) Conditions on State’s receipt of funds must be unambiguous (receipt = waiver).
3) Conditions may be illegitimate if unrelated to National projects or programs
4) The spending power may not be used to induce the States to engage in activities that would themselves be unconstitutional.
Pressure may cross the line and turn into compulsion. However, encouragement to state action is a valid spending power.
Sabri
v.
TREATY POWER:
Note: the Treaty power is extremely powerful because it becomes the Supreme law of the land. A treaty can be a promise to another nation to commit to something, but they are not rules. A treaty is not law until it is made law (can be self-executing or self-enforcing/implementing).
STATE IMMUNITY FROM
NATIONAL COMMANDEERING:
State Sovereignty Overview: state sovereignty isn’t a rule, but an idea or value. Since the states pre-existed the country, they are sovereign, and have delegated powers to the national gov’t (Federalism). Therefore, the Feds cannot act when it has not been given the power reserved by the states. Regulation of the states requires using the 14th A, because the 10th and 11th A give immunity to the States.
Printz
v.
DORMANT/NEGATIVE
COMMERCE CLAUSE:
Overview: the State is allowed to make rules that the Feds would also otherwise be allowed to make, so long as it does not disrupt national unity. However, states may not discriminate against other states or cause an undue burden to other states. Reasons: 1) uniformity, 2) free trade, 3) avoid prisoner’s dilemma. The dormant commerce clause creates an implicit barrier to protectionist state laws. Overt state discrimination against interstate commerce is presumptively invalid and can only be sustained if needed to meet an important state interest, and must not be clearly excessive compared with legitimate local benefits.
Gibbons v.
City of
SEPARATION OF POWERS
Overview: there is no hierarchy in the separation of powers – they are all co-equal. Art I is legislative (congress), Art II is Executive, and Art III is Judicial. All three branches make laws, execute laws, and adjudicate laws. Statutes can override international treaties as applied domestically. The legislative branch sometimes delegates power to the executive branch. There are two approaches to the constitutional issues: the formalist approach and the functionalist/pragmatic approach. In the modern administrative state, the legislative branch must delegate out to administrative agencies to fill in the details of the rules. If the legislative branch attempts to reserve power through a legislative veto, then this is unconstitutional. Chadha.
PRESIDENTIAL
PRIVILEGES AND IMMUNITIES
Overview: there is a difference between privileges and immunities. A privilege has to do with evidence, and immunities has to do with prosecution. The President has absolute immunity of President with regard to official acts. Art I, § 6
LEGISLATIVE
OVERREACHING & NONDELEGATION DOCTRINE
Overview: joint, concurrent, and simple resolutions. A joint resolution follows the same procedure as a bill, must be approved/vetoed by the president, etc, and it enacts law. Concurrent resolution does not become law – it’s just a suggestion that’s recorded somewhere. A simple resolution does not need to go to both houses or be approved by the president.
Delegation Doctrine: asks 1) what power was delegated? 2) what power Constitutionally can be delegated? Congress cannot delegate the legislative power. However, they can delegate “quasi-legislative” power to agencies. Quasi-legislative if Congress makes the basic policy decisions and the agency implements. This is just a formality – with little practical distinction. Since Congress are not experts, they like to delegate to those who know what they’re doing and have expertise in the area. Agencies can “take the heat” for Congress’ bad decisions. Agencies have almost no accountability to the public. Congress can pass a Bill that benefits a specific individual – but not a bill of attainder than punishes an individual.
Immigration & Naturalization Service v. Chadha (1983): if Congress doesn’t like something that an Administrator has done, it must pass a law to regain control. One house alone cannot veto an administrative decision – this violates bicameralism. Formalism won out in this case.
EXECUTIVE POWER
Overview: Congress cannot enforce the laws. The Executive power (enforcement power) is delegated to the President. The Constitution only explicitly references the President and the vice-President as the Executive power; the others are defined in statutes. Sometimes Congress delegates power, not to the President, but to an agency with specific authority. The power of Congress to control through appointment and removal of executive functions is unconstitutional. Bowsher. Courts of law, heads of departments, or the President alone can appoint inferior officers, and the President must be the only one to appoint superior officers with consent of the Senate. Morrison. There are two types of government officials: officers and employees.
[1] Prurient: marked by or arousing an immoderate or unwholesome interest or desire; especially : marked by, arousing, or appealing to unusual sexual desire.